Client Onboarding

 

Job Description

A well established Investment Manager wish to recruit within the client onboarding team, the team will progressively become a vital business resource, providing services directly to both the underlying Clients as well as the Front Office.
 
Overview
 
Assist the business and senior members of the Client Life-Cycle Team to provide oversight and control at all stages of the client onboarding journey, facing off with all areas of the business internally and, importantly, with clients directly to guide them through their on-boarding journey.
Liaise with colleagues throughout the business to coordinate and deliver a high level of service to clients.
Maintain control of the client static data, to ensure its accuracy at both on-boarding and throughout the client relationship. Additionally, consider the knock-on effects of data changes within the systems from a data-hygiene and regulatory perspective.
Identifying and specifying improvements to these work areas – both procedural and IT based – and then working with project resources to implement these.
 
Requirements
 
A good understanding and a desire to grow knowledge, in all areas of client take on for Private Clients, Private Client structures (SIPPs, Trusts, PICs etc), and Charities.
Appreciation of Anti Money-Laundering and compliance requirements and a desire to advance knowledge over time.
Awareness of other regulations (MiFiD II, Transaction reporting, RDR etc)

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Consultant Details

Gary Worpole

Gary Worpole

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Consultant
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+44 207 199 6262

Job Summary

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Contract
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Ref ID: GW1443
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16/10/2023
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£0 - £0

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