Job Description

A global FX/Payments institution wish to recruit a Compliance Assurance officer, he/she will be part of a growing International Legal & Compliance team reporting into the Head of International Compliance Assurance and Governance.

Main Duties

• Establish and implement a robust compliance assurance and governance program to effectively manage regulatory & licensing, AML / Sanctions and privacy risks across international businesses and investee companies
• Contribute to the development and enhancement of the compliance risk assessment methodology
• Conduct forward-looking regulatory risk assessment across all entities periodically based on the methodology
• Conduct compliance reviews, monitor progress of issues and drive remediation initiatives to address non-compliant areas
• Utilise innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities
• Provide periodic assurance and review progress summary to senior management and stakeholders

Experience Required

• Bachelor degree in accounting, business or finance or equivalent work experience
• At least 5-10 years of relevant experience in regulatory audit, compliance and / or operational risk management / governance strongly preferred
• Strong regulatory / compliance knowledge and skills. Strong ability to understand governance, processes and controls
• Knowledge of payment systems, payment processing, money transmitter and stored value licensing or similar Fintech-related legal and regulatory requirements
• Effective negotiation skills, a proactive and no surprises approach in communicating issues, and strength in sustaining independent views

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Consultant Details

Job Summary