Private Client Operations

 

Job Description

An Investment Manager is seeking an individual to serve as a Private Client Operations Associate, candidate’s must have a track record of delivering first-class client service and be familiar with a wide range of onshore and offshore high net worth financial processes

Main Duties

To assist in the operational aspects of the client account opening process covering:

To work on the whole account opening process from the production of the physical account opening documents to the completion of the client on-boarding.

To ensure the correct set up of client data in the systems to allow data to flow where appropriate.

To work with external custodians to ensure the custody accounts are correctly established.

To ensure that incoming client funds and assets are correctly instructed and recorded in the platform

Oversight of daily reconciliation process:

oversight of the production of all client output in a timely manner in accordance with internal guidelines

review the accuracy of all output produced for clients

To ensure that daily feeds from custodians are reviewed and updates made to the platform where appropriate

To investigate and resolve any trade processing issues that may arise including failing trades

Experience Required

A solid background of 2-3 years in private client operations gained from within the Investment Management arena or similar environment

Experience in managing external service provider relationships such as onshore and offshore custodians, ISA administrators and tax reporting providers

CISI Investment Operations Certificate or equivalent FCA approved qualification.- desirable

IMC Qualified - desirable

PLEASE SEE OUR PRIVACY STATEMENT

 

Consultant Details

Gary Worpole

Gary Worpole

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Consultant
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+44 207 199 6262

Job Summary

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Permanent
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Ref ID: GW0741
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16/07/2022
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£0 - £0

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