Senior Private Client Operations
An Investment Manager is seeking a senior private client operations associate, candidate’s must have a track record of delivering first-class client service and be familiar with a wide range of onshore and offshore high net worth financial processes.
To work on the whole account opening process from the production of the physical account opening documents to the completion of the client on-boarding.
To ensure the correct set up of client data in the systems to allow data to flow where appropriate.
To work with external custodians to ensure the custody accounts are correctly established.
To ensure that incoming client funds and assets are correctly instructed and recorded in the platform.
To ensure all asset static including prices are correctly set-up at the custodian and internal systems
To ensure all cash and stock breaks are investigated daily between the custodian and the street and resolved in a timely manner
To assist with the operational aspects of implementation and integration of a client reporting function
To ensure that daily feeds from custodians are reviewed and updates made to the platform where appropriate
To investigate and resolve any trade processing issues that may arise including failing trades
A solid background of 5-7 years in private client operations gained from within the Investment Management arena or similar environment
Experience in managing external service provider relationships such as onshore and offshore custodians, ISA administrators and tax reporting providers
Articulate, self-motivated, a quick learner and team player
CISI Investment Operations Certificate or equivalent FCA approved qualification - desired
IMC Qualified - desired
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